Barry Francis Lea
李毅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Barry Francis Lea (李毅), a licensed former licensee with CE reference AAG008. This person has 4.8 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
RO | Type 1 - Dealing in securities | 2004-03-23 | 2007-12-31 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
RO | Type 9 - Asset management | 2004-03-23 | 2005-11-01 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-11-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Barry Francis Lea during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.