Wai Kwok Wu
吳惠國
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kwok Wu (吳惠國), a licensed former licensee with CE reference AAF857. This person has 17.5 years of SFC licence history. Total licence records on file: 8.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2017-09-29 | 2020-09-30 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2020-09-30 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-09-24 |
| Templeton Asset Management Ltd | RO | Type 4 - Advising on securities | Pre-2003 | 2003-09-24 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-24 |
| Templeton Asset Management Ltd | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-24 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2020-09-30 |
| Templeton Asset Management Ltd | RO | Type 9 - Asset management | Pre-2003 | 2020-09-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Kwok Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.