Richard Chung Tim Ng
吳松添
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Chung Tim Ng (吳松添), a licensed former licensee with CE reference AAF442. This person has 11.2 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kaisa Financial Group Company Limited 佳兆業金融集團有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-17 | 2016-12-31 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-10-06 | 2007-03-14 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-10-06 | 2007-03-14 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-09-14 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-09-14 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-06 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-10-06 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-29 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-10-06 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-09-29 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-06 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-29 |
Worked alongside
The 13 closest colleagues, strongest tie first — individuals licensed at the same firm as Richard Chung Tim Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Weiyang Li | Kaisa Financial Group Company Limited | 2009–2016 |
| Michael Wai Ming Ng | Kaisa Financial Group Company Limited | 2009–2016 |
| Ming Hop Lin | Kaisa Financial Group Company Limited | 2009–2016 |
| Leo Chi On Chu | Kaisa Financial Group Company Limited | 2009–2016 |
| Kang Tai Lam | Kaisa Financial Group Company Limited | 2009–2016 |
| Kam Cheong Lai | Kaisa Financial Group Company Limited | 2009–2016 |
| Ching Cheung Ma | Kaisa Financial Group Company Limited | 2009–2016 |
| Ling Wan | Kaisa Financial Group Company Limited | 2011–2016 |
| Chi Keung Chan | Kaisa Financial Group Company Limited | 2012–2016 |
| Yee Ting Lam | Kaisa Financial Group Company Limited | 2010–2014 |
| Yanping Jia | Kaisa Financial Group Company Limited | 2014–2016 |
| Wai Man Ip | Kaisa Financial Group Company Limited | 2013–2015 |
| Sam Yee Margaret Ngai | Kaisa Financial Group Company Limited | 2010–2011 |