Pui Lam Fok
霍培林
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Lam Fok (霍培林), a licensed former licensee with CE reference AAF314. This person has 20.3 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-02-05 | 2023-07-10 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-02-05 | 2023-07-10 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2018-02-05 | 2023-07-10 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2023-07-10 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-03-31 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2023-07-10 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | Pre-2003 | 2023-07-10 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-20 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-20 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-01-20 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-20 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-20 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-01-20 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-07 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-20 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-20 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pui Lam Fok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.