Jimmy Kai Ming Lo
盧啟銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jimmy Kai Ming Lo (盧啟銘), a licensed Representative with CE reference AAF104. Currently licensed at 1 firm(s): One China Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 22.9 years of SFC licence history. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| One China Securities Limited 一中證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-02-06 | present |
| Whole Win Securities Limited 鴻運証券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2006-05-31 |
| Whole Win Securities Limited 鴻運証券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-11-15 |
| Whole Win Securities Limited 鴻運証券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-15 |
| Whole Win Securities Limited 鴻運証券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-11-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jimmy Kai Ming Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.