Yuk Kwan Tam
譚毓均
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuk Kwan Tam (譚毓均), a licensed former licensee with CE reference AAE592. This person has 18.2 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oriental Ever Investment Limited 東融投資有限公司 |
RO | Type 1 - Dealing in securities | 2020-12-16 | 2024-01-31 |
| Oriental Ever Investment Limited 東融投資有限公司 |
Rep | Type 1 - Dealing in securities | 2020-11-04 | 2020-12-16 |
| F.T.M.F. Distribution Limited 吉富全球投資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2019-03-11 | 2020-10-31 |
| F.T.M.F. Distribution Limited 吉富全球投資(香港)有限公司 |
RO | Type 4 - Advising on securities | 2016-02-24 | 2020-10-31 |
| F.T.M.F. Distribution Limited 吉富全球投資(香港)有限公司 |
RO | Type 9 - Asset management | 2016-02-24 | 2020-10-31 |
| F.T.M.F. Distribution Limited 吉富全球投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-01-18 | 2016-02-24 |
| F.T.M.F. Distribution Limited 吉富全球投資(香港)有限公司 |
Rep | Type 9 - Asset management | 2016-01-18 | 2016-02-24 |
| Mackenzie Investments Asia Limited | RO | Type 4 - Advising on securities | 2006-01-25 | 2014-12-12 |
| Mackenzie Investments Asia Limited | RO | Type 9 - Asset management | 2006-01-25 | 2014-12-12 |
| Mackenzie Investments Asia Limited | Rep | Type 4 - Advising on securities | 2005-02-04 | 2006-01-25 |
| Mackenzie Investments Asia Limited | Rep | Type 5 - Advising on futures contracts | 2005-02-04 | 2006-09-30 |
| Mackenzie Investments Asia Limited | Rep | Type 9 - Asset management | 2005-02-04 | 2006-01-25 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 9 - Asset management | 2003-08-13 | 2003-11-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuk Kwan Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.