Peter Wai Kuen Lau
劉煒權
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Wai Kuen Lau (劉煒權), a licensed former licensee with CE reference AAE167. This person has 11.7 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
RO | Type 4 - Advising on securities | 2013-10-03 | 2014-12-31 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
RO | Type 1 - Dealing in securities | 2012-10-26 | 2014-12-31 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-05 | 2012-10-26 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 1 - Dealing in securities | 2003-10-29 | 2006-06-23 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2003-10-29 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-10-29 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-29 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2003-10-29 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-10-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Peter Wai Kuen Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.