Nina Wai Duen Law
羅慧端
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nina Wai Duen Law (羅慧端), a licensed former licensee with CE reference AAE098. This person has 0.2 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bold Win Securities Co. 寶盈證券公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2003-06-24 |
| Bold Win Securities Co. 寶盈證券公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-06-24 |
| Bold Win Securities Co. 寶盈證券公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-24 |
| Bold Win Securities Co. 寶盈證券公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-06-24 |
Worked alongside
The 1 closest colleagues, strongest tie first — individuals licensed at the same firm as Nina Wai Duen Law during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Chung Kai Mak | Bold Win Securities Co. | 2003 |