Francisco Pun Tcheng Lam

林本正
CE No. AAD899 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Francisco Pun Tcheng Lam (林本正), a licensed former licensee with CE reference AAD899. This person has 3.3 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
Oshidori Securities Limited
威華達證券有限公司
RO Type 1 - Dealing in securities Pre-2003 2006-07-01
Oshidori Securities Limited
威華達證券有限公司
RO Type 4 - Advising on securities Pre-2003 2004-12-29
Oshidori Securities Limited
威華達證券有限公司
RO Type 6 - Advising on corporate finance Pre-2003 2004-12-29
Oshidori Securities Limited
威華達證券有限公司
RO Type 9 - Asset management Pre-2003 2004-12-29

Worked alongside

The 13 closest colleagues, strongest tie first — individuals licensed at the same firm as Francisco Pun Tcheng Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Ming Hop Lin Oshidori Securities Limited 2003–2006
Wai Hung Wong Oshidori Securities Limited 2003–2006
Tak Chuen Cho Oshidori Securities Limited 2003–2006
Shek Wah Chan Oshidori Securities Limited 2003–2006
Lai Yee Chong Oshidori Securities Limited 2003–2006
Oi Lin Wong Oshidori Securities Limited 2003–2006
Eric Wai Kwan Ling Oshidori Securities Limited 2003–2006
Moon Tong Leung Oshidori Securities Limited 2003–2006
Rick Ching Ning Ma Oshidori Securities Limited 2003–2006
Siu Bun Wong Oshidori Securities Limited 2003–2005
Ho Yan Chan Oshidori Securities Limited 2003–2004
Kam Yu Hung Oshidori Securities Limited 2004
Sing Kwong Hung Oshidori Securities Limited 2004
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