Michael Norman Nock
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Norman Nock, a licensed former licensee with CE reference AAD709. This person has 18.3 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aardvark Fund Management Limited | RO | Type 9 - Asset management | 2009-09-24 | 2021-07-19 |
| Tyric Capital Limited 泰瑞資本有限公司 |
Rep | Type 4 - Advising on securities | 2009-01-23 | 2009-09-17 |
| Tyric Capital Limited 泰瑞資本有限公司 |
Rep | Type 5 - Advising on futures contracts | 2009-01-23 | 2009-09-17 |
| Tyric Capital Limited 泰瑞資本有限公司 |
Rep | Type 9 - Asset management | 2009-01-23 | 2009-09-17 |
| Tyric Capital Limited 泰瑞資本有限公司 |
RO | Type 5 - Advising on futures contracts | 2003-11-14 | 2009-01-23 |
| Tyric Capital Limited 泰瑞資本有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2009-01-23 |
| Allard Partners Limited 全亞達投資有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2007-06-08 |
| Allard Partners Limited 全亞達投資有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2007-06-08 |
| Tyric Capital Limited 泰瑞資本有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-11-10 |
| Tyric Capital Limited 泰瑞資本有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2009-01-23 |
| Allard Partners Limited 全亞達投資有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2007-06-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Michael Norman Nock during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.