Alex Sau Hung Yeung
楊守雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alex Sau Hung Yeung (楊守雄), a licensed former licensee with CE reference AAD095. This person has 13.5 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| dLab Asset Management Limited | RO | Type 4 - Advising on securities | 2019-02-13 | 2022-05-01 |
| dLab Asset Management Limited | RO | Type 9 - Asset management | 2017-05-02 | 2022-05-01 |
| LW Asset Management Advisors Limited 利達財富管理顧問有限公司 |
RO | Type 9 - Asset management | 2014-02-17 | 2016-05-31 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2009-06-01 |
| DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2004-01-02 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2009-06-01 |
| DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-01-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alex Sau Hung Yeung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.