Stephen Shu Fun Mok
莫樹勳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Shu Fun Mok (莫樹勳), a licensed former licensee with CE reference AAC923. This person has 11.6 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2014-11-01 |
| Metro Capital Futures Limited 美高期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2014-11-01 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2014-11-01 |
| Metro Capital Futures Limited 美高期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2014-11-01 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-11 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2005-06-03 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-03-11 |
| Metro Capital Futures Limited 美高期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-03-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Stephen Shu Fun Mok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.