Cecil Sze Tsung Chao

趙世曾
CE No. AAC702 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cecil Sze Tsung Chao (趙世曾), a licensed Responsible Officer with CE reference AAC702. Currently licensed at 1 firm(s): Szehope Securities Company Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.3 years of SFC licence history. Total licence records on file: 5.

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Licence history

FirmRoleRegulated activityFromTo
Szehope Securities Company Limited
世灝證券有限公司
RO Type 1 - Dealing in securities 2005-03-31 present
Szehope & Company
世灝證券公司
RO Type 1 - Dealing in securities Pre-2003 2005-03-31
Szehope & Company
世灝證券公司
RO Type 4 - Advising on securities Pre-2003 2005-02-26
Szehope & Company
世灝證券公司
RO Type 6 - Advising on corporate finance Pre-2003 2005-02-26
Szehope & Company
世灝證券公司
RO Type 9 - Asset management Pre-2003 2005-02-26

Worked alongside

The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Cecil Sze Tsung Chao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Chi Hing Fong Szehope Securities Company Limited 2005–present
Connie Sau Fun Ho Szehope Securities Company Limited 2005–present
Howard Chao Szehope Securities Company Limited 2007–2018
Nancy Juliette Lam Szehope & Company 2003
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