Pat Ming Bor Poon
潘銘波
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pat Ming Bor Poon (潘銘波), a licensed former licensee with CE reference AAC611. This person has 10.4 years of SFC licence history. Total licence records on file: 21.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-11-07 | 2013-08-30 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-11-07 | 2010-11-30 |
| CSC Financial Services Limited 群益金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2008-08-19 | 2008-10-31 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-08-19 | 2008-10-31 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-08-19 | 2008-10-31 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2007-06-01 | 2008-08-19 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-12-09 | 2008-10-31 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2004-06-08 | 2004-12-09 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2004-06-08 | 2004-12-09 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-06-08 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-12-29 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-29 |
| CSC Financial Services Limited 群益金融服務有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2008-08-19 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2008-08-19 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-12-29 |
| CSC Financial Services Limited 群益金融服務有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-12-29 |
| CSC Financial Services Limited 群益金融服務有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-29 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-29 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2003-11-07 |
| CSC Financial Services Limited 群益金融服務有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-12-29 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-12-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pat Ming Bor Poon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.