Kwok Leong Ng
伍國良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Leong Ng (伍國良), a licensed former licensee with CE reference AAC564. This person has 0.4 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Seekers Markets Limited 中南金融有限公司 |
RO | Type 1 - Dealing in securities | 2003-06-13 | 2003-08-07 |
| Seekers Markets Limited 中南金融有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-06-13 |
| Seekers Markets Limited 中南金融有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-05-27 |
| Seekers Markets Limited 中南金融有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-27 |
| Seekers Markets Limited 中南金融有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-05-27 |
Worked alongside
The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Leong Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.