Kam Tong Tai
戴錦棠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Tong Tai (戴錦棠), a licensed former licensee with CE reference AAB951. This person has 3.2 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Whole Win Securities Limited 鴻運証券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-05-31 |
| Whole Win Securities Limited 鴻運証券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-10-18 |
| Whole Win Securities Limited 鴻運証券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-18 |
| Whole Win Securities Limited 鴻運証券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-10-18 |
Worked alongside
The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Kam Tong Tai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Fung Ming Yeung | Whole Win Securities Limited | 2003–2006 |
| Jimmy Kai Ming Lo | Whole Win Securities Limited | 2003–2006 |
| Barry Kam Pui Chung | Whole Win Securities Limited | 2003–2006 |
| Betty Huey Ju Leung Wu | Whole Win Securities Limited | 2003–2006 |
| Wai San Yung | Whole Win Securities Limited | 2003–2006 |
| Fung Lan Yip | Whole Win Securities Limited | 2003–2006 |
| Yik Shing Mok | Whole Win Securities Limited | 2003–2005 |
| Ricky Kam Shui Chan | Whole Win Securities Limited | 2004–2006 |
| Ravan Hak Kan Wu | Whole Win Securities Limited | 2005–2006 |