Kim Wai Lam
林劍慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kim Wai Lam (林劍慧), a licensed former licensee with CE reference AAB766. This person has 11.9 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Waton Securities International Limited 華通證券國際有限公司 |
Rep | Type 1 - Dealing in securities | 2014-02-04 | 2015-04-01 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 - Dealing in securities | 2012-11-23 | 2014-01-14 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-11-23 | 2014-01-14 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2012-11-09 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2012-11-09 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-19 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-01-19 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-19 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-07 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-19 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kim Wai Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.