Ka Mo Au
區嘉模
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Mo Au (區嘉模), a licensed former licensee with CE reference AAB339. This person has 1.7 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ka Yue Investment Company 嘉裕投資公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2004-12-29 |
| Ka Yue Investment Company 嘉裕投資公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-12-29 |
| Ka Yue Investment Company 嘉裕投資公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-12-29 |
| Ka Yue Investment Company 嘉裕投資公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-12-29 |