Kin Wing Tsui

崔健榮
CE No. AAB278 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Wing Tsui (崔健榮), a licensed former licensee with CE reference AAB278. This person has 9.2 years of SFC licence history. Total licence records on file: 23.

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Licence history

FirmRoleRegulated activityFromTo
Guosen Securities (HK) Capital Company Limited
國信證券(香港)融資有限公司
RO Type 1 - Dealing in securities 2011-04-12 2013-09-13
Guosen Securities (HK) Capital Company Limited
國信證券(香港)融資有限公司
RO Type 6 - Advising on corporate finance 2011-04-12 2013-09-13
Guosen Securities (HK) Capital Company Limited
國信證券(香港)融資有限公司
Rep Type 1 - Dealing in securities 2011-04-04 2011-04-12
Guosen Securities (HK) Capital Company Limited
國信證券(香港)融資有限公司
Rep Type 6 - Advising on corporate finance 2011-04-04 2011-04-12
Central China International Capital Limited
中州國際融資有限公司
RO Type 1 - Dealing in securities 2009-10-05 2011-02-28
Central China International Capital Limited
中州國際融資有限公司
Rep Type 6 - Advising on corporate finance 2009-08-03 2009-08-03
Central China International Capital Limited
中州國際融資有限公司
RO Type 6 - Advising on corporate finance 2009-08-03 2011-02-28
Fubon Capital (HK) Limited
富邦融資(香港)有限公司
RO Type 1 - Dealing in securities 2007-04-17 2008-07-19
Fubon Capital (HK) Limited
富邦融資(香港)有限公司
RO Type 4 - Advising on securities 2007-04-17 2008-07-19
Fubon Capital (HK) Limited
富邦融資(香港)有限公司
RO Type 6 - Advising on corporate finance 2007-04-17 2008-07-19
Fubon Capital (HK) Limited
富邦融資(香港)有限公司
Rep Type 1 - Dealing in securities 2007-03-26 2007-04-17
Fubon Capital (HK) Limited
富邦融資(香港)有限公司
Rep Type 4 - Advising on securities 2007-03-26 2007-04-17
Fubon Capital (HK) Limited
富邦融資(香港)有限公司
Rep Type 6 - Advising on corporate finance 2007-03-26 2007-04-17
SinoPac Securities (Asia) Limited
永豐金證券(亞洲)有限公司
RO Type 4 - Advising on securities 2005-10-18 2007-02-22
SinoPac Futures (Asia) Limited
永豐金期貨(亞洲)有限公司
RO Type 5 - Advising on futures contracts 2005-10-18 2007-02-22
SinoPac Securities (Asia) Limited
永豐金證券(亞洲)有限公司
Rep Type 4 - Advising on securities 2005-09-29 2005-10-18
SinoPac Futures (Asia) Limited
永豐金期貨(亞洲)有限公司
Rep Type 5 - Advising on futures contracts 2005-09-29 2005-10-18
SinoPac Securities (Asia) Limited
永豐金證券(亞洲)有限公司
RO Type 1 - Dealing in securities 2005-06-13 2007-02-22
SinoPac Futures (Asia) Limited
永豐金期貨(亞洲)有限公司
RO Type 2 - Dealing in futures contracts 2005-06-13 2007-02-22
SinoPac Securities (Asia) Limited
永豐金證券(亞洲)有限公司
RO Type 6 - Advising on corporate finance 2005-06-13 2007-02-22
SinoPac Securities (Asia) Limited
永豐金證券(亞洲)有限公司
Rep Type 6 - Advising on corporate finance 2004-12-29 2005-06-13
China Merchants Securities (HK) Co., Limited
招商證券(香港)有限公司
RO Type 4 - Advising on securities Pre-2003 2004-12-10
China Merchants Securities (HK) Co., Limited
招商證券(香港)有限公司
RO Type 6 - Advising on corporate finance Pre-2003 2004-12-10

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kin Wing Tsui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Frank Pun Yuen Lam SinoPac Securities (Asia) Limited 2004–2007
Hon Ming Chan SinoPac Securities (Asia) Limited 2004–2007
Joanna Lai Wa Chu SinoPac Securities (Asia) Limited 2004–2007
Chi Hung Leung SinoPac Securities (Asia) Limited 2004–2007
Rooppi Ching Man Ho Fubon Capital (HK) Limited 2007–2008
Ivy Pik Shan Lock Guosen Securities (HK) Capital Company Limited 2011–2013
Lai Tsui Kwok Guosen Securities (HK) Capital Company Limited 2011–2013
Hiram Long Hin Lam Guosen Securities (HK) Capital Company Limited 2011–2013
Kwok Kwan Yip Guosen Securities (HK) Capital Company Limited 2011–2013
Judy Ming Kuen Wong SinoPac Futures (Asia) Limited 2005–2007
Yan Kei Ying Guosen Securities (HK) Capital Company Limited 2011–2013
Kwai Yim Koh Guosen Securities (HK) Capital Company Limited 2011–2013
Xin Zhang Guosen Securities (HK) Capital Company Limited 2011–2013
Xiaona Ma Guosen Securities (HK) Capital Company Limited 2011–2013
Dingding He Guosen Securities (HK) Capital Company Limited 2011–2013
Pang-Chi Wang SinoPac Securities (Asia) Limited 2004–2007
Kim Wing Chow SinoPac Securities (Asia) Limited 2004–2006
Zhenwei Lu Guosen Securities (HK) Capital Company Limited 2011–2013
Chung Him Benjamin Yiu Guosen Securities (HK) Capital Company Limited 2011–2013
Wendy Wing Yin Liu Central China International Capital Limited 2009–2011
Explore the interactive colleague network →

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