Siu Ha Tse
謝筱霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Ha Tse (謝筱霞), a licensed Responsible Officer with CE reference AAB216. Currently licensed at 1 firm(s): Kwok Hing Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.3 years of SFC licence history. Total licence records on file: 4.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kwok Hing Securities Limited 國興証券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | present |
| Kwok Hing Securities Limited 國興証券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-07-21 |
| Kwok Hing Securities Limited 國興証券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-07-21 |
| Kwok Hing Securities Limited 國興証券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-07-21 |
Worked alongside
The 13 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Ha Tse during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Sandy Tai Shun Tse | Kwok Hing Securities Limited | 2003–2025 |
| Ka Luk Lau | Kwok Hing Securities Limited | 2003–2025 |
| Kwok Tim Chan | Kwok Hing Securities Limited | 2003–2021 |
| Cheuk Ming Lee | Kwok Hing Securities Limited | 2003–2012 |
| Hiu Ming Yeung | Kwok Hing Securities Limited | 2009–2026 |
| Philip Chi Wah Chui | Kwok Hing Securities Limited | 2008–2024 |
| Kwok Wing Lee | Kwok Hing Securities Limited | 2009–2024 |
| Vega Chi Kau Wong | Kwok Hing Securities Limited | 2008–2017 |
| Chat Chun Foo | Kwok Hing Securities Limited | 2003–2011 |
| Ka Yin Ng | Kwok Hing Securities Limited | 2017–2024 |
| King Chung Wong | Kwok Hing Securities Limited | 2012–2016 |
| Raymond Kar Kam Yam | Kwok Hing Securities Limited | 2008–2011 |
| Lai Ping Chui | Kwok Hing Securities Limited | 2009 |