Man Wand Chau

曹文運
CE No. AAB074 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Wand Chau (曹文運), a licensed former licensee with CE reference AAB074. This person has 18.9 years of SFC licence history. Total licence records on file: 5.

Information

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Licence history

FirmRoleRegulated activityFromTo
Intercontinent Securities Company Limited
通陸證券有限公司
RO Type 1 - Dealing in securities 2005-03-30 2022-02-20
Intercontinent Securities Company
通陸證券公司
Rep Type 1 - Dealing in securities Pre-2003 2005-03-30
Intercontinent Securities Company
通陸證券公司
Rep Type 4 - Advising on securities Pre-2003 2005-03-10
Intercontinent Securities Company
通陸證券公司
Rep Type 6 - Advising on corporate finance Pre-2003 2005-03-10
Intercontinent Securities Company
通陸證券公司
Rep Type 9 - Asset management Pre-2003 2005-03-10

Worked alongside

The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Man Wand Chau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Wei June Hui Kwong Intercontinent Securities Company Limited 2005–2022
Yuen Wah Kwan Intercontinent Securities Company Limited 2005–2022
Kok Shing Lam Intercontinent Securities Company Limited 2005–2022
Fung Ying Chow Intercontinent Securities Company Limited 2005–2014
Yee Wah Evana Hui Intercontinent Securities Company Limited 2021–2022
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