Pui Hang Kwok
郭沛恆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Hang Kwok (郭沛恆), a licensed Responsible Officer with CE reference AAB046. Currently licensed at 1 firm(s): Redford Asset Management Limited. Active regulated activities: Type 4 - Advising on securities. This person has 23.4 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Redford Asset Management Limited 泓福資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-08-22 | present |
| Redford Securities Limited 泓福證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-06-16 | 2025-03-31 |
| Redford Securities Limited 泓福證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-03-31 | 2016-06-16 |
| Gold Centre Investment Company 金進証券投資公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-03-31 |
| Gold Centre Investment Company 金進証券投資公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-22 |
| Gold Centre Investment Company 金進証券投資公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-22 |
| Gold Centre Investment Company 金進証券投資公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pui Hang Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.