Yui Wa Kwong
鄺銳華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yui Wa Kwong (鄺銳華), a licensed former licensee with CE reference AAA911. This person has 22.0 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Upbest Securities Company Limited 美建證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-07-08 | 2025-05-28 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-06-04 | 2021-07-08 |
| Yardley Securities Limited 溢利證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2021-04-01 |
| Yardley Securities Limited 溢利證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2016-09-06 |
| Yardley Securities Limited 溢利證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-15 |
| Yardley Finance Limited 溢利財務有限公司 |
RO | Type 8 - Securities margin financing | Pre-2003 | 2005-03-31 |
| Yardley Securities Limited 溢利證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-03-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yui Wa Kwong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.