Tak Tai Kou

高德泰
CE No. AAA798 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Tai Kou (高德泰), a licensed former licensee with CE reference AAA798. This person has 12.0 years of SFC licence history. Total licence records on file: 6.

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Licence history

FirmRoleRegulated activityFromTo
Victory Securities Company Limited
勝利證券有限公司
RO Type 2 - Dealing in futures contracts 2007-02-16 2015-03-13
Victory Securities Company Limited
勝利證券有限公司
RO Type 1 - Dealing in securities Pre-2003 2015-03-13
Victory Securities Company Limited
勝利證券有限公司
RO Type 4 - Advising on securities Pre-2003 2005-12-31
Victory Securities Company Limited
勝利證券有限公司
RO Type 6 - Advising on corporate finance Pre-2003 2004-12-29
Victory Securities Company Limited
勝利證券有限公司
RO Type 7 - Providing automated trading services Pre-2003 2004-12-29
Victory Securities Company Limited
勝利證券有限公司
RO Type 9 - Asset management Pre-2003 2005-12-31

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tak Tai Kou during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Kuen Kou Victory Securities Company Limited 2003–2015
Tung Sze Victory Securities Company Limited 2003–2015
Yuen Kwan Ko Victory Securities Company Limited 2003–2015
Lo Ming Kwok Victory Securities Company Limited 2003–2015
Yok Bor Ng Victory Securities Company Limited 2003–2015
Sai Chun Wong Victory Securities Company Limited 2003–2015
Wan Yu Yau Victory Securities Company Limited 2003–2015
Andy Tak Kuen Yeung Victory Securities Company Limited 2003–2015
Kwok Ping Cheung Victory Securities Company Limited 2003–2015
Luen Kou Victory Securities Company Limited 2003–2015
Li Ying Luk Victory Securities Company Limited 2003–2015
Shuk Ying She Victory Securities Company Limited 2003–2015
Stephen Che Leung Chiu Victory Securities Company Limited 2005–2015
James Hsu Victory Securities Company Limited 2003–2011
Wai Yan Tam Victory Securities Company Limited 2004–2015
Kendy Chiu Victory Securities Company Limited 2004–2015
William Kam Wai Chan Victory Securities Company Limited 2004–2015
Teresa Shue Yung Wong Victory Securities Company Limited 2006–2015
Lai Fan Cheung Victory Securities Company Limited 2003–2008
Caren Siu Ping Lam Victory Securities Company Limited 2007–2015
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