Man Fai To

杜文輝
CE No. AAA174 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Fai To (杜文輝), a licensed former licensee with CE reference AAA174. This person has 19.2 years of SFC licence history. Total licence records on file: 11.

Information

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Licence history

FirmRoleRegulated activityFromTo
HSBC Broking Forex (Asia) Limited
滙豐金融外匯(亞洲)有限公司
RO Type 3 - Leveraged foreign exchange trading 2014-04-16 2022-05-31
HSBC Broking Futures (Asia) Limited
滙豐金融期貨(亞洲)有限公司
Rep Type 2 - Dealing in futures contracts 2006-02-17 2022-05-31
HSBC Broking Securities (Asia) Limited
滙豐金融證券(亞洲)有限公司
Rep Type 1 - Dealing in securities Pre-2003 2004-04-16
HSBC Broking Futures (Asia) Limited
滙豐金融期貨(亞洲)有限公司
Rep Type 2 - Dealing in futures contracts Pre-2003 2004-04-16
HSBC Broking Forex (Asia) Limited
滙豐金融外匯(亞洲)有限公司
Rep Type 3 - Leveraged foreign exchange trading Pre-2003 2014-04-16
HSBC Broking Securities (Asia) Limited
滙豐金融證券(亞洲)有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-04-16
HSBC Broking Futures (Asia) Limited
滙豐金融期貨(亞洲)有限公司
Rep Type 5 - Advising on futures contracts Pre-2003 2004-04-16
HSBC Broking Securities (Asia) Limited
滙豐金融證券(亞洲)有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-04-16
HSBC Broking Securities (Asia) Limited
滙豐金融證券(亞洲)有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2003-09-02
HSBC Broking Futures (Asia) Limited
滙豐金融期貨(亞洲)有限公司
Rep Type 9 - Asset management Pre-2003 2004-04-16
HSBC Broking Securities (Asia) Limited
滙豐金融證券(亞洲)有限公司
Rep Type 9 - Asset management Pre-2003 2004-04-16

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Man Fai To during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Patrick Shun Wai Lai HSBC Broking Forex (Asia) Limited 2003–2022
Angelina Wai San Yu HSBC Broking Forex (Asia) Limited 2003–2022
Amy Siu Hung Li HSBC Broking Forex (Asia) Limited 2003–2022
July Po Chu Lam HSBC Broking Forex (Asia) Limited 2003–2022
Kim Ming Tse HSBC Broking Forex (Asia) Limited 2003–2022
Hong Wang HSBC Broking Forex (Asia) Limited 2003–2022
Priscillar Mei Ling Chan HSBC Broking Forex (Asia) Limited 2003–2021
Elkey Kit Yi Liu HSBC Broking Forex (Asia) Limited 2003–2020
Stephen Chi Kwan Ng HSBC Broking Forex (Asia) Limited 2003–2018
Jennier Wai King Law HSBC Broking Futures (Asia) Limited 2003–2020
Kwok Hung Ng HSBC Broking Futures (Asia) Limited 2003–2022
Po Kit Wong HSBC Broking Futures (Asia) Limited 2003–2022
Rachel Kwok Wai Ho HSBC Broking Forex (Asia) Limited 2003–2016
Victor Yun Sang Wong HSBC Broking Forex (Asia) Limited 2003–2016
Kwok Fai Yu HSBC Broking Futures (Asia) Limited 2005–2022
Elaine Wai Yin Leung HSBC Broking Forex (Asia) Limited 2006–2022
Jack Kwok Wai Tam HSBC Broking Forex (Asia) Limited 2003–2015
Woon Wah Chan HSBC Broking Forex (Asia) Limited 2003–2015
Eva Lai Mui Cheung HSBC Broking Forex (Asia) Limited 2003–2015
Chun Wah Lam HSBC Broking Futures (Asia) Limited 2006–2022
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