Compliance Advisor - AVP (Consumer Financial Services focus)
at OCBC Futures Investment (Hong Kong) LimitedCE AAE438
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Firm profile
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Job description
WHO WE ARE:
As Singapore’s longest established bank, we have been dedicated to enabling individuals and businesses to achieve their aspirations since 1932. How? By taking the time to truly understand people. From there, we provide support, services, solutions, and career paths that meet their individual needs and desires.
Today, we’re on a journey of transformation. Leveraging technology and creativity to become a future-ready learning organisation. But for all that change, our strategic ambition is consistently clear and bold, which is to be Asia’s leading financial services partner for a sustainable future.
We invite you to build the bank of the future. Innovate the way we deliver financial services. Work in friendly, supportive teams. Build lasting value in your community. Help people grow their assets, business, and investments. Take your learning as far as you can. Or simply enjoy a vibrant, future-ready career.
Your Opportunity Starts Here.
How you succeed
To succeed in this role, you'll need to stay up-to-date with changing regulations and industry developments. You'll work collaboratively with product owners, risk managers, and other stakeholders to identify and address compliance risks. Your analytical skills and attention to detail will help you identify potential issues and develop effective solutions.
What you will be doing:
Provide compliance advice for Consumer Financial Services business, including deposit, loan, insurance and investment products
Review and analyze product materials to ensure alignment with regulatory requirements
Work closely with product owners to design and implement effective compliance procedures and controls
Develop, update, and maintain compliance policies and manuals
Deliver training and day‑to‑day guidance to product teams on compliance standards and expectations
Stay current with regulatory changes, industry developments, and internal risk priorities
What are we looking for:
A degree in law, finance, or a related field
6–8 years of experience in compliance or a related field within financial services
Strong knowledge of regulatory requirements and industry standards
Excellent analytical and problem-solving skills
Strong communication and interpersonal skills
Ability to manage multiple priorities and work under pressure
ECF–Compliance accreditation is required
#LI-SL1
What we offer:
Competitive base salary. A suite of holistic, flexible benefits to suit every lifestyle. Community initiatives. Industry-leading learning and professional development opportunities. Your wellbeing, growth and aspirations are every bit as cared for as the needs of our customers.
Licensed entities behind this employer
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5 licensed staffLicence types 2
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Bank of Singapore LimitedCE ALB1350 licensed staffLicence types 1, 4, 9
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OCBC Bank (Hong Kong) LimitedCE AAC0830 licensed staffLicence types 1, 9
Check the firm's licence types, headcount trend and where its people come from and go before you apply.
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