Ellerston Capital (Hong Kong) Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ellerston Capital (Hong Kong) Limited, a Hong Kong-based licensed corporation with CE reference APY623. Current licensed staff on file: 0 (total recorded over time: 7). Earliest licence on file: 2008-01-04.
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 - Advising on securities | 2008-01-04 | 2010-08-05 |
| Type 9 - Asset management | 2008-01-04 | 2010-08-05 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (7)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Brian John O'Sullivan | RO 4, 9 | 2009-07 | 2010-03 |
| Kok Hoong Ho | Rep 4, 9 | 2008-07 | 2010-03 |
| Shantanu Nagpal | RO 4, 9 Rep 4, 9 | 2008-02 | 2010-02 |
| Stephen Choi | Rep 4, 9 | 2008-12 | 2009-12 |
| Martin John Alan Green | RO 4, 9 Rep 4, 9 | 2008-01 | 2009-12 |
| Glenn Darren Poswell | RO 4, 9 | 2008-01 | 2009-06 |
| Ganeshan Ramesh Karthigesu | Rep 4, 9 | 2008-01 | 2009-06 |
Showing 1–7 of 7