Wenli Gu
顧文立
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wenli Gu (顧文立), a licensed former licensee with CE reference BVZ010. This person has 0.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| New Industrial Financial Holdings Limited 新工金控有限公司 |
RO | Type 1 - Dealing in securities | 2025-10-03 | 2025-10-31 |
| New Industrial Financial Holdings Limited 新工金控有限公司 |
RO | Type 4 - Advising on securities | 2025-10-03 | 2025-10-31 |
| New Industrial Financial Holdings Limited 新工金控有限公司 |
RO | Type 9 - Asset management | 2025-10-03 | 2025-10-31 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Wenli Gu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yan Lin | New Industrial Financial Holdings Limited | 2025 |
| Hengxiang Zhu | New Industrial Financial Holdings Limited | 2025 |