Charles Sebastian Heffernan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Sebastian Heffernan ( ), a licensed former licensee with CE reference BVQ774. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2024-11-29 | 2025-03-24 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2024-11-29 | 2025-03-24 |