Kaiwen Zhu
朱凱文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kaiwen Zhu (朱凱文), a licensed former licensee with CE reference BVM624. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-11-18 | 2025-01-19 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 4 - Advising on securities | 2024-11-18 | 2025-01-19 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 9 - Asset management | 2024-11-18 | 2025-01-19 |