Tianyi Xie
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tianyi Xie, a licensed Representative with CE reference BVI853. Currently licensed at 1 firm(s): Macquarie Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2025-01-21 | present |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2024-09-11 | present |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2024-09-11 | present |