Xie Xiao
肖勰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xie Xiao (肖勰), CE reference BVI405. Currently licensed at 2 firm(s): BOCOM International (Asia) Limited, BOCOM International Securities Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2025-07-09 | present |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2025-07-09 | present |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-09-25 | present |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-09-25 | present |