Siwoo Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siwoo Kim ( ), a licensed former licensee with CE reference BVD631. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2025-04-10 | 2025-04-16 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2024-11-21 | 2024-11-28 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2024-07-04 | 2024-07-11 |