Chang (SFC:BUY401) Xu
徐暢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chang (SFC:BUY401) Xu (徐暢), a licensed former licensee with CE reference BUY401. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2024-05-20 | 2024-07-15 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 4 - Advising on securities | 2024-05-20 | 2024-07-15 |