Adam Andrew Whiteley
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adam Andrew Whiteley ( ), a licensed former licensee with CE reference BUX437. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2025-07-02 | 2025-07-11 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2025-07-02 | 2025-07-11 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2024-06-17 | 2024-06-21 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2024-06-17 | 2024-06-21 |