Gerard Griffin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gerard Griffin ( ), a licensed former licensee with CE reference BUV638. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capula Investment Management Asia Limited | RO | Type 1 — Dealing in securities | 2024-06-21 | 2025-05-29 |
| Capula Investment Management Asia Limited | RO | Type 9 — Asset management | 2024-06-21 | 2025-05-29 |