Lu (SFC:BUT787) Lu
卢璐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lu (SFC:BUT787) Lu (卢璐), a licensed former licensee with CE reference BUT787. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2025-04-11 | 2026-05-19 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2025-02-18 | 2025-04-11 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2025-02-18 | 2026-05-19 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2025-02-18 | 2026-05-19 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2024-11-01 | 2024-12-10 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-04-19 | 2024-11-01 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2024-04-19 | 2024-12-10 |