Yu Wai Lau
劉羽葳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Wai Lau (劉羽葳), CE reference BUQ079. Currently licensed at 2 firm(s): Emperor Securities Limited, Emperor Futures Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-02-26 | present |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-02-26 | present |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-02-26 | present |