Xiaodong (SFC:BUD896) Li
李曉東
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaodong (SFC:BUD896) Li (李曉東), CE reference BUD896. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Golden Continent Securities Co., Limited 金洲證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-05-16 | 2025-01-03 |
| Golden Continent Securities Co., Limited 金洲證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-05-16 | 2025-01-03 |
| Golden Continent Asset Management Co., Limited 金洲資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-02-07 | 2025-01-03 |
| SunRiver International Securities Group Limited 淞港國際證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2023-09-29 | 2023-11-30 |
| SunRiver International Securities Group Limited 淞港國際證券集團有限公司 |
Rep | Type 4 — Advising on securities | 2023-09-29 | 2023-11-30 |