Shuo (SFC:BUD079) Yang
楊碩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuo (SFC:BUD079) Yang (楊碩), CE reference BUD079. Currently licensed at 1 firm(s): TFI Securities and Futures Limited. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2023-09-20 | present |
| TFI Capital Limited 天風國際資本市場有限公司 |
Rep | Type 6 — Advising on corporate finance | 2023-09-20 | 2025-08-10 |