Yu Ho Yan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Ho Yan, a licensed former licensee with CE reference BUA727. This person has 1.1 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lion International Securities Group Limited 獅子國際證券集團有限公司 |
Rep | Type 1 - Dealing in securities | 2023-08-14 | 2024-09-25 |
| Lion Futures Limited 獅子期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2023-08-14 | 2024-09-25 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Yu Ho Yan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kai Hong Yip | Lion Futures Limited | 2023–2024 |
| Terry Yu Tai Chau | Lion Futures Limited | 2023–2024 |
| Wing Chee Li | Lion Futures Limited | 2023–2024 |
| Kai Wai Kwok | Lion Futures Limited | 2023–2024 |
| Hua Luo | Lion Futures Limited | 2023–2024 |
| Chi Kwong Yuen | Lion International Securities Group Limited | 2023–2024 |
| Lingyan Xu | Lion International Securities Group Limited | 2023–2024 |