Yan (SFC:BUA700) Sun

孫琰
CE No. BUA700 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan (SFC:BUA700) Sun (孫琰), a licensed former licensee with CE reference BUA700. Total licence records on file: 3.

Licence history

FirmRoleRegulated activityFromTo
CITIC Securities Futures (HK) Limited
中信証券期貨(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2024-06-04 2025-06-06
CITIC Securities Brokerage (HK) Limited
中信証券經紀(香港)有限公司
Rep Type 1 - Dealing in securities 2023-08-17 2025-06-06
CITIC Securities Brokerage (HK) Limited
中信証券經紀(香港)有限公司
Rep Type 4 - Advising on securities 2023-08-17 2025-06-06

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