Shipeng Cao
曹仕鹏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shipeng Cao (曹仕鹏), a licensed former licensee with CE reference BUA444. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harvest Global Capital Investments Limited 嘉實國際投資有限公司 |
Rep | Type 1 — Dealing in securities | 2023-09-05 | 2024-05-10 |
| Harvest Global Capital Investments Limited 嘉實國際投資有限公司 |
Rep | Type 4 — Advising on securities | 2023-09-05 | 2024-05-10 |
| Harvest Global Capital Investments Limited 嘉實國際投資有限公司 |
Rep | Type 9 — Asset management | 2023-09-05 | 2024-05-10 |