Yuxuan (SFC:BUA380) Xia
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuxuan (SFC:BUA380) Xia ( ), a licensed former licensee with CE reference BUA380. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2023-08-11 | 2024-06-18 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-08-11 | 2024-06-18 |