Gaofeng Ye
叶高峰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gaofeng Ye (叶高峰), CE reference BTY406. Currently licensed at 1 firm(s): Cinda International Securities Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-02-27 | present |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2025-02-27 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-08-01 | 2024-01-24 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-08-01 | 2024-01-24 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-08-01 | 2024-01-24 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2023-08-01 | 2024-01-24 |