Samuel Tristan Gillies
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samuel Tristan Gillies ( ), a licensed former licensee with CE reference BTY401. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2023-07-18 | 2025-03-24 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2023-07-18 | 2025-03-24 |