Xiaozhou Cao
曹小舟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaozhou Cao (曹小舟), a licensed former licensee with CE reference BTX930. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 1 — Dealing in securities | 2023-07-20 | 2023-12-29 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-07-20 | 2023-12-29 |