Tao Jin
金韜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tao Jin (金韜), a licensed former licensee with CE reference BTQ880. This person has 3.5 years of SFC licence history. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-04-24 | 2026-10-09 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-04-24 | 2026-10-09 |