Shu Jiun Neoh
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Jiun Neoh, a licensed former licensee with CE reference BTO412. This person has less than 0.1 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2025-04-03 | 2025-04-10 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2025-04-03 | 2025-04-10 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 - Providing automated trading services | 2025-04-03 | 2025-04-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2023-03-17 | 2023-03-22 |