Rahul (SFC:BTO239) Gupta

CE No. BTO239 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rahul (SFC:BTO239) Gupta (), a licensed former licensee with CE reference BTO239. Total licence records on file: 9.

Licence history

FirmRoleRegulated activityFromTo
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 4 - Advising on securities 2026-04-10 2026-04-15
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 4 - Advising on securities 2025-08-22 2025-08-26
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 4 - Advising on securities 2025-03-07 2025-03-11
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 4 - Advising on securities 2024-08-16 2024-08-20
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 4 - Advising on securities 2024-01-19 2024-01-23
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2023-09-15 2023-09-20
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 4 - Advising on securities 2023-09-15 2023-09-20
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2023-03-13 2023-03-17
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 4 - Advising on securities 2023-03-13 2023-03-17

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